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Deputy Head of Compliance

With a focus on primarily supporting the current Head of Compliance in delivering regulatory advice and guidance to its regulatory businesses, including a SIPP operator, this role will have a clear career path for you to be promoted to the Head of Compliance.

If you have the relevant experience alongside the desire to step up to a more senior position this could be the role you have been waiting for.

As well as providing FCA compliance guidance for two regulated companies, one of which is a SIPP operator, you will also ensure compliant policies, processes, systems and controls are in place.

You will also provide the training and education to relevant staff, as well as support activities in relation to AML controls for all of the Group's companies including in relation to pension scams. Furthermore you will support the Data Protection Manager with regard to data protection issues.

To be a success in this role you will have good understanding of SIPP and SSAS businesses, as well as knowledge of the regulated advice process for corporate clients, in particular investment advice to pension schemes.

For a full Job Profile about this role, to apply, or for a formal/informal discussion please contact me.

Contact Details:
Tel: 01243 860180 / 07884 493361
Contact: Craig English
Email:

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